Firms which are licensed under the 酴圖app (IFoA) as designated professional body must comply with the rules set out in the Handbook. The Handbook covers:
DPB Firms: Regulated Activities
DPB Firms: Conduct of Business Code
Rules governing Licensed Authorised Professional Firms
Complaints and Disciplinary Process
Licence Terms and Conditions
Interpretation and Definitions
Non Regulated Activities
List of Prohibited Activities
Permitted Regulated Activities Flowchart
Suggested Paragraph for an Engagement Letter and Specimen Letterhead
Qualification Lists.
Read the latest version of the DPB Handbook.This version came in to force on 15 September 2020. From time to time, this handbook will change to reflect new or amended regulation. It was amended in 2018 to incorporate the EU Insurance Distribution Directive. Minor amendments were made in 2020. A version of the Handbook showing these changes is also available. Should you require any previous versions of the Handbook please contact the DPB Manager.